Day One Expo General Session

Enforcement Issues Impacting Emerging Growth Finance and Investment


Roman IV May 4, 2016 11:10 am - 12:00 pm

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Nick Morgan
Tom Sporkin
Jacob Frenkel
Leslie Ann Hakala

Top securities defense attorneys on trends in civil and criminal securities litigation including the SEC’s Micro Cap Task Force, fund management expense accounting fraud, online general solicitation, offshore penny stock promotion, and SEC administrative court procedures.

Jacob Frenkel, Shulman Rogers; Nick Morgan, Zaccaro Morgan; Tom Sporkin, BuckleySandler; Leslie Hakala, K&L Gates