Day One Expo General Session

State of the Emerging Growth Capital Market: Trends in Deal Activity, Pricing and Structuring


Roman IV May 4, 2016 8:30 am - 9:20 am

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Margaret Rosenfeld
Richard Kreger
Lance Kimmel

A wide-ranging discussion of deal activity, pricing and structure trends in registered offerings: RDOs, CMPOs, Rights Offerings and Follow-ons; unregistered offerings: PIPEs and Equity-linked Debt; and equity draw-down facilities: ATMs, Equity Lines and Tranched Deals.

Margaret Rosenfeld, Smith Anderson; Richard Kreger, Source Capital; Lance Kimmel, SEC Law Firm