BuckleySandler
As a former senior SEC enforcement official, Tom Sporkin brings unique experience and insights to the individuals and businesses he represents in matters before the SEC, FDIC, CFPB, FINRA, CFTC, FinCEN, and other financial regulators. Mr. Sporkin has broad subject matter expertise across all SEC program areas and continues to monitor key developments at the SEC and other bank and financial regulatory agencies. His practice focuses on compliance counseling, internal investigation, private litigation, and enforcement defense. Mr. Sporkin has particular experience with whistleblower matters, having been one of the leaders in launching the SEC’s Whistleblower Office and writing the whistleblower rules called for by Dodd-Frank Act. Drawing from his experience and insights, he is often called upon to advise financial institutions and public companies on sensitive whistleblower issues.