The Premier Event for Emerging Growth Legal & Regulatory Policy

Join the top legal advisers and policy makers in emerging growth company investment and finance for a day of education and discussion of legislative, regulatory and enforcement issues impacting the emerging growth capital markets.

The Growth Capital Summit offers a comprehensive overview of introduction, implementation and interpretation of regulatory and enforcement policy impacting emerging growth companies.

The Summit immediately precedes the annual SEC Government-Small Business Capital Formation Forum, providing attendees the opportunity to explore issues of specific relevance to small high-growth companies with the top legal and policy experts in emerging growth capital market.

Learn how to incorporate the latest small business finance innovations introduced by the JOBS Act and related legislation into your capital markets practice, and avoid the pitfalls of misinterpretation and non-compliance.

Marlon Paz to Keynote Growth Capital Summit, Nov. 18 at National Press Club, Washington, D.C.

Marlon Paz, a partner in the Washington securities practice of Locke Lord, adjunct professor at Georgetown University Law Center, and former senior enforcement and regulatory official at the U.S. Securities and Exchange Commission, will deliver the keynote address to the Growth Capital Summit 2015 on “Capital Formation after Dodd-Frank” at noon on Nov. 18, at the National Press Club in Washington, D.C.

Program Highlights

- The New Era of Public Venture Capital: Status Report on the Reg A+ Market
- Current Legislative and Regulatory Agenda for the Emerging Growth Capital Market
- Securities Enforcement Trends in the Emerging Growth Capital Market
- Developing a Secondary Market for Reg A+ Securities
- Integrating Reg A+ and Title II Crowdfinance into Your Capital Strategy
- Uplisting to an Exchange: Criteria and Strategies for Emerging Growth Companies

Accredited for Continuing Professional Education


Who should attend

Securities counsel for investors and executives in emerging growth companies

Investors and fund managers active in emerging growth company investment

Investment bankers and placement agents active in Reg A and Reg D offerings

Emerging growth company executives raising capital

Board members and advisers to emerging growth companies

Accountants, IR firms, and online portal operators active in emerging growth company finance


Katten Muchin Rosenman
Schulte Roth & Zabel
Flaster Greenberg

Media Partners

Growth Capitalist, Growth Capital Investor