Post-offering listing and filing requirements, transfer and custodial issues, options for secondary liquidity and follow-on offerings. Maintenance of shareholder records; electronic trading and DTC eligibility; depositing share certificates in brokerage accounts; FINRA 15c2-11 approval; OTC and other trading venue options. Making sure your public shares can and do trade.
Margaret Rosenfeld, Smith Anderson; Joseph Oltmanns, OTC Markets Group; Michael Colon, Issuer Direct; Robert Cook, Canadian Stock Exchange