Eric Stein, Szaferman Lakind Eric M. Stein, Counsel, Szaferman Lakind, has been practicing for more than 9 years, focusing on corporate and securities transactions involving public and private companies as well as investment funds. Eric assists public companies with their compliance obligations before the SEC, FINRA NASDAQ and the American Stock Exchange. Eric has assisted clients in public offerings, underwritten initial public offerings and reverse mergers. Eric has considerable experience with capital raises in Regulation D and S offerings, equity lines and PIPE transactions. Eric is admitted to practice in New York and New Jersey.