Eric Stein, Szaferman Lakind

Eric Stein is counsel in the Securities Law Practice Group, which is a part of the Business Department. He focuses his practice in securities and corporate law, representing public and private companies and investment funds. Along with assisting private companies with going public through direct public offerings, underwritten IPOs, self-filings, and reverse mergers, Eric advises public companies regarding compliance with federal securities filing requirements; this includes all recurring obligations with the SEC, FINRA, NASDAQ, and NYSE. Eric also advises both public and private corporations raising capital through the use of Private Investment in Public Equity (“PIPE”) transactions, Regulation D and S offerings, and other securities offerings.