George Kostolampros represents a wide array of clients, including public companies and their officers, directors, and employees and financial industry professionals in investigations and litigation by the US Securities and Exchange Commission, the Department of Justice, Financial Industry Regulation Authority, and other federal and state law enforcement and regulatory agencies. Mr. Kostolampros also advises clients with respect to corporate governance, internal controls and compliance programs. His compliance-related work has involved counseling clients on various aspects of the securities laws and drafting policies and procedures, including codes of conduct, insider trading, anti-corruption and FCPA, and other policies. Mr. Kostolampros has also counseled broker-dealers and investment advisers as to regulatory and compliance-related issues. Mr. Kostolampros also conducts internal investigations for clients.
In addition, Mr. Kostolampros has significant experience litigating civil matters involving the securities laws and other business disputes, including class action litigation. Mr. Kostolampros has represented clients in litigation involving shareholder disputes, False Claims Act claims, breach of contract and other business disputes.
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