Day Two Expo General Session

Activism in the Microcap Market


Roman IV May 5, 2016 11:10 am - 12:00 pm

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Ele Klein
Paul Kessler
Andrew Shapiro
Ted White

A panel of veteran microcap activists discuss what attracts them to their targets; how activist campaigns in microcap companies differ from large cap campaigns; issuer strategies toward activists that work; and an update on recent SEC queries into group activity among activists.

Ele Klein, Schulte Roth & Zabel; Andrew Shapiro, Lawnsdale Capital Management; Paul Kessler, Bristol Capital Advisors; Ted White, Legion Partners